QEP Only · 17 CFR § 4.7Saratoga Capital Advisors Request materials

Commodity Trading Advisor · CFTC Regulation 4.7

Low correlation.Systematic exposure.Alternative investments.

Saratoga Capital Advisors advises Qualified Eligible Persons through separately managed accounts in liquid U.S. equity index futures — a systematic program designed to complement, not replace, traditional equity exposure.

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Tactical Alpha Futures →2026

SMA

structure

Separately Managed Accounts

QEP

eligibility · 17 CFR § 4.7

Qualified Eligible Persons

$500,000

minimum account

Subject to advisor discretion

HWM

fees · high-water mark

Management + incentive on net new trading profits; schedule in the program materials

0578068

nfa id

Saratoga Capital Advisors, LLC

02Operating philosophy

Three principles before any trade.

Client-owned custody.

Capital is held in a futures account opened by the client at the FCM. The advisor receives trading-only authority through a written LPOA — never withdrawal rights, never commingling.

SMA structure

Risk before return.

Defined position limits, drawdown protocols, and halt procedures govern every exposure before it is established. Risk parameters are set in advance and enforced at the account level.

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Transparent reporting.

FCM statements flow directly from StoneX to the client. The advisor's reporting supplements the custodian's record — it never replaces it.

How reporting works

03Tactical Alpha Futures

The program at a glance.

Strategy

Markets overshoot on fear. The program buys weakness and pullbacks in U.S. equity index futures — systematically, with defined risk.

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30+

Independent sub-strategies

Rules-based algorithms evaluate market conditions daily and net into a single book at the close. No discretionary override.

The process

Structure

Separately managed accounts at StoneX. The client owns the account; the advisor holds trading-only authority.

How the SMA works

04Program snapshot

An institutional CTA built around the separately managed account.

Advisor

Saratoga Capital Advisors, LLC

Delaware limited liability company · NFA ID 0578068

Program

Tactical Alpha Futures

Tactical long exposure to U.S. equity index futures

Eligible investors

Qualified Eligible Persons

17 CFR § 4.7 — institutions, qualified purchasers, and certain qualifying individuals

Account custody

Client-owned account at StoneX

Client maintains a direct FCM relationship; the advisor does not custody assets

Trading authority

Limited Power of Attorney

Trading-only authority; no withdrawal rights

Fees

Management + incentive

Perpetual high-water mark; fee schedule furnished with the program materials

Minimum account

$500,000

Subject to advisor discretion

Status

Pre-launch · accepting QEP inquiries

Program materials furnished on request

Full program detail

Terms summarized for convenience; the advisory agreement controls.

Program materials are available to Qualified Eligible Persons.

Performance information and program documents are furnished on request following QEP qualification under CFTC Regulation 4.7. No performance information is presented on this website.

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